SEBI Grade A Syllabus 2024: SEBI (The Securities & Exchange Board Of India) has published a syllabus for the post of Grade A Officer Exam. We will provide complete details of the SEBI Grade A Officer Exam Syllabus, Exam Pattern, and Selection Procedure. Candidates preparing for the recruitment of SEBI Grade A Officer Exam should follow the following SEBI curriculum and exam patterns. To facilitate candidates, we have compiled the latest exam patterns and detailed syllabus for the SEBI Grade A Officer Exam to help candidates prepare systematically for the exam.
To better prepare for the Grade A Exam, make sure you go through the syllabus and exam patterns and take notes of them. Knowledge of the SEBI Grade A Officer Exam syllabus & Exam Pattern for 2024 is crucial for candidates to perform well in the SEBI Grade A Exam.
SEBI Grade A Syllabus 2024
| Recruitment Board | SEBI (Securities and Exchange Board of India) |
| Post Name | Officer Grade A (Assistant Manager) |
| Stream | General, Legal, Information Technology (IT), Engineering (Civil & Electrical), Research and Official Language |
| Official Website | sebi.gov.in |
SEBI Grade A Selection Procedure
- Phase I On-Line Examination
- Phase II On-Line Examination
- Phase III – Interview
Both Phase I & Phase II consisting of two papers of 100 marks each. There shall be negative marking (1/4th of marks assigned to the question) for Paper 1, Paper 2 in Phase I, and Paper 2 in Phase II (except IT stream for which information will share later).
SEBI Grade A Phase I Exam Pattern
| Paper | Streams/Subjects | Max Marks | Duration | Cut off |
|---|---|---|---|---|
| Paper 1 | All Streams – MCQ on the subjects General Awareness, English Language, Quantitative Aptitude and Test of Reasoning | 100 | 60 Minutes | 30% |
| Paper 2 | General Stream: MCQ on the subjects Commerce, Accountancy, Management, Finance, Costing, Companies Act and Economics | 100 | 40 Minutes | 40% |
| Legal, Information Technology, Engineering Stream (Civil & Electrical), Official Language stream: MCQ on Specialized subject related to stream. Research Stream:- Multiple choice questions on subjects Economics, Econometrics, Statistics, Finance and Commerce |
100 | 40 Minutes | 40% | |
| Aggregate Cut Off | 40% | |||
SEBI Grade A Phase II On-Line Exam Pattern
| Paper | Streams/Subjects | Max Marks | Duration | Cut off |
|---|---|---|---|---|
| Paper 1 | All Streams – English Descriptive to test the drafting skills. | 100 | 60 Minutes | 30% |
| Paper 2 | General Stream – MCQ on subjects Commerce, Accountancy, Management, Finance, Costing, Companies Act and Economics. | 100 | 40 Minutes | 40% |
| Paper 2 | Legal, Engineering Stream (Civil & Electrical) and Official Language stream: Multiple choice questions on Specialized subject related to stream. Research Stream – MCQ on subjects Economics, Econometrics, Statistics, Finance and Commerce. |
100 | 40 Minutes | 40% |
| Aggregate Cut Off | 40% | |||
SEBI Grade A Paper I of Phase I Syllabus All Streams
General Awareness
- Important Financial & Economic News
- Important Days
- National & International
- Budget
- Awards and Honours
- International & National Organizations
- Sports
- Books and Authors
- Science – Inventions & Discoveries
- Countries & Capitals etc
English Language
- Fill in the Blanks
- Passages
- Error Spotting
- Sentence Rearrangement
- Reading Comprehension
- Synonyms
- Idioms & Phrases etc.
Quantitative Aptitude
- Problem on Ages
- Work and Time
- Speed Distance and Time
- Data Interpretation
- Inequalities
- Number Series
- Approximation and Simplification
- Data Sufficiency
- HCF and LCM
- Profit and Loss
- SI & CI
- Probability, Permutation and Combination
- Mensuration
- Average, Ratio and Proportion etc.
Reasoning
- Data Sufficiency
- Number System and Conversions
- Puzzles
- Seating Arrangements
- Direction Sense
- Blood Relations
- Syllogisms
- Order and Ranking
- Coding-Decoding
- Machine Input-Output
- Inequalities
- Alpha-Numeric-Symbol Series
- Logical Reasoning etc.
SEBI Officer Grade A Paper 1 of Phase- II Syllabus
English Writing Skills Test – Assess the writing skills including expression and understanding of the topic including precis writing/ essay writing/ comprehension.
SEBI Grade A Syllabus – Paper 2 of Phase I & Phase II in General Stream
Note: Common syllabus for both phases.
Commerce & Accountancy
- Cash Flow Statement, Fund flow statement, Financial statement analysis; Ratio analysis;
- Accounting for Share Capital Transactions including Bonus Shares, Right Shares.
- Accounting as a financial information system;
- Accounting Standards with specific reference to Accounting for Depreciation, Inventories, Revenue Recognition, Fixed Assets, Foreign Exchange Transactions, Investments.
- Employees Stock Option and Buy-Back of Securities.
- Preparation and Presentation of Company Final Accounts.
Management
- Communication: Steps in the Communication Process; Communication Channels; Oral versus Written Communication; Verbal versus non-verbal Communication; upward, downward and lateral communication; Barriers to Communication, Role of Information Technology.
- Management: its nature and scope; The Management Processes; Planning, Organization, Staffing, Directing and controlling; The Role of a Manager in an Organization.
- Leadership: The Tasks of a Leader; Leadership Styles; Leadership Theories; A successful Leader versus an effective Leader.
- Human Resource Development: Concept of HRD; Goals of HRD; Performance Appraisal – Potential appraisal and development – Feedback and Performance Counselling – Career Planning – Training and Development – Rewards – Employee Welfare. Motivation, Morale, and Incentives: Theories of Motivation; How Managers Motivate; Concept of Morale; Factors determining morale; Role of Incentives in Building up Morale.
- Corporate Governance: Factors affecting Corporate Governance; Mechanisms of Corporate Governance.
Finance
- SEBI – functions and role
- Prevention of Money Laundering
- Know Your Client Framework
- Reserve Bank of India- functions and conduct of monetary policy, Banking System in India, Financial Institutions – SIDBI, EXIM, NABARD, NHB, etc.
- Primary and Secondary Markets
- Changing Landscape of Financial sector
- Recent Developments in the Financial Sector, Portfolio Investment, Public Sector Reforms, Dis-investments
- Financial Inclusion- use of technology
- Alternate source of finance, private and social cost-benefit, Public-Private Partnership
- Corporate Governance in the Financial Sector, the role of e-governance in addressing the issues of corruption and inefficiency in the government sector
- Basics of Derivatives: Forward, Futures, and Swap
Costing
- Methods of Costing – Single Output/ Unit Costing, Job Costing, Batch Costing, Contract Costing, Process/ Operation Costing, Costing of Service Sectors.
- Basics of Cost Control and Analysis – (i) Standard Costing, (ii) Marginal Costing, (iii) Budget and Budgetary Control.
- Overview of Cost and Management Accounting – Introduction to Cost and Management Accounting, Objectives and Scope of Cost and Management Accounting.
- Lean System and Innovation:-
a) Introduction to Lean System
b) Total Productive Maintenance (TPM)
c) Six Sigma (SS)
d) 5 Ss
e) Just-in-Time (JIT)
f) Cellular Manufacturing/ One-Piece Flow Production Systems
g) Kaizen Costing
h) Introduction to Process Innovation and Business Process Re-engineering (BPR).
Companies Act
The Companies Act 2013
- Specific reference to Chapter III
- Chapter IV
- Chapter VIII
- Chapter X
- Chapter XI
- Chapter XII
- Chapter XXVII.
Economics
- Demand and Supply, Market Structures, National Income: Concepts and Measurement, Classical & Keynesian Approach Determination of output and employment, Consumption Function, Investment Function, Multiplier and Accelerator, Demand and Supply for Money, IS-LM, Inflation and Phillips Curve, Business Cycles
- Balance of Payments, Foreign Exchange Markets, Inflation, Monetary and Fiscal Policy, Non-banking Financial Institutions.
SEBI Officer Grade A (Assistant Manager) Paper 2 of Phase I Legal Stream Syllabus
- Constitution of India
- Law of Contracts – Indian Contract Act 1872, Specific Relief Act, 1963
- Criminal Law – Indian Penal Code, 1860, Code of Criminal Procedure, 1973.
- Law of Evidence – Indian Evidence Act, 1872.
- Code of Civil Procedure, 1908 – Part I, Part II
- Administrative Law and Principles of Natural Justice
- Jurisprudence and Interpretation of Statutes
- Important Latin terms and maxims
- Law of Torts and Consumer Protection Act, 2019
- Arbitration and Conciliation Act, 1996 – Part I
- Transfer of Property Act, 1882
- Companies Act, 2013
- Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996
SEBI Grade A Paper 2 of Phase II Legal Stream Syllabus
Phase I Syllabus with additional topic mentioned below
- Law of Trusts – Parties to a Trust Deed and Duties of Trustees
- Taxation – General principles, Capital Gains Tax, Securities Transaction Tax
SEBI Grade A Paper 2 of Phase I Syllabus – IT Stream
- Database Concepts
- Data Analytics Languages
- Algorithms for problem-solving
- Programming Concepts
- SQL Queries
- Data warehousing
- Shell Programming
- Networking Concepts
- Information & Cyber Security Concepts
SEBI Grade A Paper 2 of Phase I & Phase II Syllabus – Civil Engineering Stream
Note: Common syllabus for both phases.
- Building Materials
- Solid Mechanics
- Structural Analysis
- Design of Steel Structures
- Design of Concrete and Masonry structures
- Construction Practice, Planning and Management
- Flow of Fluids, Hydraulic Machines and Hydro Power (Fluid Mechanics, Open Channel Flow, Pipe Flow, Hydraulic Machines and Hydro power)
- Hydrology and Water Resources Engineering
- Environmental Engineering (Water Supply Engineering, Waste Water Engineering, Solid Waste Management, Air, Noise pollution and Ecology)
- Geo-technical Engineering and Foundation Engineering (Geo-technical Engineering, Foundation Engineering)
- Surveying and Geology (Surveying, Geology)
- Transportation Engineering (Highways, Tunneling, Railways Systems, Harbours)
SEBI Grade A Paper 2 of Phase I & Phase II Syllabus – Electrical Engineering Stream
Note: Common syllabus for both phases.
- Electrical Materials
- Electric Circuits and Fields
- Electrical and Electronic Measurements
- Computer Fundamentals
- Basic Electronics Engineering
- Analog and Digital Electronics
- Systems and Signal Processing
- Control Systems
- Electrical Machines
- Power Systems
- Power Electronics and Drives
SEBI Grade A Paper 2 of Phase I & Phase II Syllabus in Research Stream
Note: Common syllabus for both phases.
- Economics
- Public Economics
- Statistics and Econometrics
- International Economics
- Financial Markets
SEBI Grade A Paper 2 of Phase I & Phase II Syllabus – Official Language Stream
Note: Common syllabus for both phases.
Official Language
- भारत सरकार की राजभाषा नीतत (Official Language Policy of the Govt. of India) से संबंतित प्रश्न
- तिन्दी से अंग्रेजी अनुवाद [शब्द / वाक्यांश / वाक् / Terms / Phrases / Sentences]
- अंग्रेजी से तिन्दी अनुवाद [शब्द / वाक्यांश / वाक् / Terms / Phrases / Sentences]
- तिन्दी से अंग्रेजी – तवतिक शब्दावली (Legal Terminology)
- अंग्रेजी से तिन्दी – तवतिक शब्दावली (Legal Terminology)
- तिन्दी से अंग्रेजी – प्रशासनिक / बैंकिंग / पूंजी बाजार संबंधी शब्दावली (Administrative / Banking / Capital Market Terminology)
- अंग्रेजी सेतिन – प्रशासनिक / बैंकिंग / पूंजी बाजार संबंधी शब्दावली (Administrative / Banking / Capital Market Terminology)
Interview – Phase 3 (Final Selection)
Candidates who will secure 30% (minimum ) marks in Paper 1, 40% (minimum ) marks in Paper 2, and aggregate cut-off marks (40%) in the Phase II exam will be called for the interview. Shortlisted candidates for interviews will be made available on the SEBI website.
The candidate may opt for the interview either in Hindi or English. The weightage of marks obtained in Phase II will be 85%, and the remaining 15% of the weightage is for the interview. Interview venue details will be shared with the shortlisted candidates in their interview call letters.
Download SEBI Grade A Officer Exam Syllabus 2024 {PDF}
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SEBI Grade A Syllabus 2024 FAQ’s
What is the selection procedure for the Recruitment of SEBI Officer Grade A (Assistant Manager)?
SEBI Officer Grade A Exam is a three-stage process. Phase I: Online Exam (online screening examination) Phase II: Online Exam Phase III: Interview Both Phase I and Phase II online examination consisting of two papers of 100 marks each
What is the exam pattern of the SEBI Grade A Officer Phase I Exam?
Phase I is an online screening examination consisting of two papers (Multiple Choice Questions of 100 marks each), Paper-I & Paper-II. For Paper-I, 60 minutes time duration and for Paper-II, 40 minutes time duration will provide.
What is the exam pattern of the SEBI Grade A Officer Phase II Exam?
Phase II Exam is an online examination consisting of two papers of 100 marks each. Paper I is an English descriptive test for all streams. Paper-II is Multiple Choice Questions (MCQ) on specialized subjects related to the stream.
Is there any cut off marks in SEBI Grade A Phase I Exam?
Minimum 30% cut-off marks for Paper-I and 40% cut-off marks for Paper-II in Phase-I Exam. To be shortlisted for Phase II, Candidates must secure separate cut-off in each paper as mentioned above and aggregate cut-off marks of 40% in the Phase-I exam.